Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wissam Yacoub Tomina | 4356147 | 2 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Naughton | 1346370 | 1 | 02/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |