Our Staff has compiled our research into a database of FINRA Broker Disclosures for Insight Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Javier Legaspy | 2148751 | 5 | 03/21/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles David Lautz | 2493734 | 2 | 01/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles David Lautz | 2493734 | 2 | 12/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos Javier Legaspy | 2148751 | 5 | 10/18/2019 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Carlos Javier Legaspy | 2148751 | 5 | 02/13/2019 | Customer Dispute | Settled | $2,765,000.00 | $0.00 | See FINRA Report |
| Carlos Javier Legaspy | 2148751 | 5 | 01/11/2019 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Carlos Javier Legaspy | 2148751 | 5 | 08/13/2018 | Customer Dispute | Settled | $2,386,450.00 | $0.00 | See FINRA Report |
| Frank Garcia | 2411924 | 1 | 10/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Letricia Elayne Preston | 1474628 | 5 | 06/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Tadeo Saldarriaga | 3024879 | 2 | 12/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |