Our Staff has compiled our research into a database of FINRA Broker Disclosures for USAA Investment Services Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ross Ballantyne | 5289869 | 1 | 07/03/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Juan Guadalupe Cerda | 5888800 | 2 | 11/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |