Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Norton | 2617985 | 9 | 09/03/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Alan Charles Lowenfels | 4512765 | 2 | 08/31/2021 | Customer Dispute | Settled | $48,847.00 | $0.00 | See FINRA Report |
| Gary Walter Isler | 1514385 | 5 | 07/26/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 06/10/2021 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Rafael Scott Klein | 2865823 | 7 | 05/18/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 03/30/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Martin Kevin Walcoe | 1593935 | 6 | 03/01/2021 | Customer Dispute | Settled | $820,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 01/22/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Darren Keith Nomberg | 5034416 | 1 | 01/21/2021 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 01/04/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |