Our Staff has compiled our research into a database of FINRA Broker Disclosures for David Lerner Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanne Benvenuta Farace | 4837013 | 1 | 10/23/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Charles Christopher Castro | 5556780 | 2 | 07/24/2023 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| Joseph Robert Aspelund | 6006335 | 1 | 04/24/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Bourque | 7847160 | 2 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Kinkel | 5947093 | 1 | 03/28/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Scott Tumolo | 5129335 | 3 | 02/27/2023 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 07/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Maxim Tulupnikoff | 6188857 | 2 | 04/11/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Lerner | 1255769 | 13 | 03/01/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Daniel Todd Lerner | 1255769 | 13 | 02/18/2022 | Customer Dispute | Award / Judgment | $49,999.00 | $23,480.00 | See FINRA Report |