Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Michelle Carlisle | 7241520 | 6 | 12/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Ruyak | 7547443 | 2 | 12/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel R Smith-Castillo | 6318744 | 1 | 11/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Huy M Huynh | 7173548 | 4 | 11/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dquan Applewhite | 7331479 | 1 | 11/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Martin Hoffman | 2286602 | 1 | 11/21/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Barry Reid Skolak | 3054173 | 1 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathy Ann Borkovec | 1867575 | 2 | 11/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Jo Stuckey | 6396769 | 1 | 11/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Whitley | 2153541 | 1 | 11/07/2023 | Customer Dispute | Closed-No Action | $49,564.70 | $0.00 | See FINRA Report |