Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Raymond Pappas | 7368883 | 2 | 04/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antoinette Breschel Baxter | 6119399 | 1 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Albert Gamez | 4951937 | 1 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Thomas Milam | 6458569 | 1 | 03/26/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Chaterra Denae Holmes | 7061230 | 1 | 03/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jones | 7664208 | 1 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maximilian Thomas Lyon | 6255672 | 2 | 03/13/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Branden A Murphy | 6392059 | 1 | 03/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tondra Renette Flores | 6392063 | 1 | 03/06/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Bailey | 1490570 | 1 | 02/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |