Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Misiona Fitu | 6937558 | 1 | 08/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Castillo | 2827931 | 1 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vanessa Kirker Castillo | 2962326 | 3 | 07/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederik Pioro | 4880638 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Denise Lynn Pioro | 5401410 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Michael Redhead | 6969748 | 1 | 07/15/2022 | Customer Dispute | Denied | $30,050.00 | $0.00 | See FINRA Report |
| Michael Moerler | 2149982 | 2 | 07/14/2022 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Angela Ann Johnson | 4158875 | 3 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurin Elizabeth Starck | 4465925 | 3 | 07/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Brunco | 2588816 | 4 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |