Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Allen Williams | 2942084 | 9 | 10/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Tevayne Cordero | 7024219 | 2 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Analovitch | 4025108 | 2 | 10/24/2022 | Customer Dispute | Settled | $42,692.90 | $0.00 | See FINRA Report |
| Cindy Marie Jamison | 6868506 | 2 | 10/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 1 | 10/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyle J Woods | 6981527 | 1 | 09/29/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Christopher William Morris | 7523223 | 2 | 09/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacob Robert Warner | 5443767 | 1 | 09/19/2022 | Customer Dispute | Settled | $21,328.00 | $0.00 | See FINRA Report |
| Laurin Elizabeth Starck | 4465925 | 3 | 09/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Schmale | 5279056 | 1 | 08/24/2022 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |