Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lavor Kareen Holmes | 6182284 | 2 | 07/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Tyler L Estrada | 6559273 | 3 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| April Jennifer Paniagua | 7021054 | 2 | 07/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason R Young | 3084079 | 2 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael James Maniscalco | 2994430 | 1 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyle Anthony Stankovich | 7670684 | 1 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Minh Ngo | 2494453 | 6 | 06/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Raymond Pappas | 7368883 | 2 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Wright | 2194977 | 2 | 06/14/2024 | Customer Dispute | Pending | $5,700.00 | $0.00 | See FINRA Report |
| Christine Michelle Amato | 1048739 | 1 | 06/12/2024 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |