Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Noel G Goodrich | 5706814 | 1 | 12/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Stamper | 2718199 | 1 | 09/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Katherine Eleanor Bird | 2598512 | 1 | 02/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gregory Hughson | 1703920 | 1 | 04/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Pierce Slaughter | 2082944 | 1 | 12/15/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angelina M Ornelas | 6452296 | 1 | 01/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary James Housman | 2620935 | 2 | 06/29/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary James Housman | 2620935 | 2 | 09/23/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lavelle Knight | 811522 | 2 | 07/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |