Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Robert Hoyland | 1147192 | 1 | 06/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Chiping Chai | 2115655 | 1 | 01/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawson Robert Bender | 2977404 | 1 | 01/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kirk Lang | 2525454 | 1 | 11/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Donovan | 4151671 | 2 | 02/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Alfred Corey | 2225734 | 2 | 10/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark D Miller | 3228102 | 1 | 09/20/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John J Monfreda | 1886410 | 1 | 08/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Graham Wolfe | 1753729 | 1 | 02/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramon Jose Mena | 3214791 | 1 | 01/05/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |