Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Fort | 2505390 | 2 | 01/21/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Guy Evans Pierre | 4184401 | 2 | 08/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald J Santoro | 2862794 | 1 | 07/29/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Whitworth Martin | 2738813 | 1 | 03/03/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory P Murray | 3191871 | 2 | 01/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Kenneth Schwelling | 4259622 | 1 | 10/24/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| W Blair Thomas | 1886916 | 1 | 08/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Douglas Speake | 4384164 | 2 | 07/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Laux Ramsey | 3007025 | 1 | 07/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Michael Miller | 1124349 | 3 | 06/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |