Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Silas Hudson | 5171665 | 1 | 05/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Scott McArthur | 4146600 | 1 | 04/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keefe Jason Pietri | 2715730 | 1 | 03/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick John Naughton | 1346370 | 1 | 02/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Jennings | 7813473 | 1 | 12/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian B Weinbrandt | 4008373 | 1 | 10/06/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Casey Schaefer | 4899209 | 1 | 09/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew J Hart | 4246986 | 1 | 05/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric W Lytle | 1989814 | 1 | 05/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karen Elaine Floyd | 2142947 | 1 | 02/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |