Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tod Alan Reams | 2130686 | 5 | 08/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Shoates | 3171938 | 1 | 05/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick C Brunt | 4174313 | 1 | 03/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Stephen Thiltgen | 3022616 | 1 | 11/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian P Galloway | 2363261 | 1 | 11/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Henry Brinster | 2254025 | 2 | 10/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Carolan | 2559230 | 2 | 09/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca L Grant | 4312257 | 1 | 07/22/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Bryce Harman | 4312245 | 1 | 05/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sandra Luque | 4135711 | 1 | 05/19/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |