Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darryl Craig Stigall | 2099489 | 1 | 12/27/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Dawn Tullos | 5659059 | 2 | 10/11/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Dale Wright | 1253237 | 1 | 02/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Pierce Slaughter | 2082944 | 1 | 12/15/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angelina M Ornelas | 6452296 | 1 | 01/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Ann Maddalena | 4453170 | 1 | 09/17/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Wade Allen | 709722 | 2 | 10/11/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Wade Allen | 709722 | 2 | 09/16/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |