Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jed Richard Schoedel | 6116945 | 1 | 02/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenne L Grover | 7311438 | 2 | 01/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Kathleen Rivas | 5129188 | 1 | 12/18/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Marie Luckey | 1988283 | 1 | 11/25/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph William Vita | 2306838 | 1 | 11/19/1997 | Customer Dispute | Settled | $25,754.00 | $0.00 | See FINRA Report |
| Molly Marie Malone | 3255574 | 1 | 11/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Starkey | 6092069 | 2 | 09/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adrian Kelley Doss | 2981788 | 1 | 08/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenne L Grover | 7311438 | 2 | 08/27/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Wytiaz | 1080034 | 1 | 07/21/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |