Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Roden | 4636283 | 1 | 12/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John J Lewe | 2324202 | 1 | 10/13/1998 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Todd Beasley | 2354471 | 1 | 10/07/1998 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jon Eric Richardson | 5734878 | 1 | 09/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Mark Rathbun | 6541949 | 1 | 08/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Bohnett | 5862012 | 1 | 07/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Dewitt McFarland | 2689020 | 1 | 05/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Lamandia | 4841009 | 1 | 04/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lutricia Andrea Kyle | 4576918 | 2 | 04/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gwen Carol O'Connor | 2273119 | 1 | 02/12/1998 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |