Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Todd Smith | 2502953 | 3 | 03/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Evan Glover | 2160307 | 1 | 03/19/1999 | Customer Dispute | Closed-No Action | $88,848.50 | $0.00 | See FINRA Report |
| Raymond Kevin Daniel Jarvis | 5522827 | 1 | 03/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Kyle Watson | 5442750 | 1 | 03/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cameron L May | 2928681 | 1 | 03/01/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eiji G Hishida | 3024028 | 1 | 02/18/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Vincent Gangitano | 2719563 | 1 | 01/11/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Joseph Emerick | 2219792 | 4 | 01/06/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Fawcett | 4260437 | 1 | 12/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Dwayne Warnock | 4997093 | 1 | 12/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |