Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Don Weston Goetcheus | 2337306 | 1 | 03/02/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 03/01/2000 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 03/01/2000 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| Jeff Todd Drew | 2817545 | 1 | 02/10/2000 | Customer Dispute | Denied | $40,625.00 | $0.00 | See FINRA Report |
| Grant Grayson Golusin | 5240089 | 1 | 02/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Young | 5456662 | 1 | 12/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Gregory Hutchens | 4844788 | 1 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracey L Lehmer | 2830056 | 1 | 10/22/1999 | Customer Dispute | Award / Judgment | $55,626.00 | $0.00 | See FINRA Report |
| Scott A Anderson | 1846630 | 1 | 09/28/1999 | Customer Dispute | Denied | $17,217.00 | $0.00 | See FINRA Report |
| Lauren Elaine Mitchell | 1850069 | 1 | 09/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |