Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chadwic Scott Schmeltzer | 2915298 | 1 | 11/07/2000 | Customer Dispute | Denied | $14,373.00 | $0.00 | See FINRA Report |
| Charles Edward Kallgren | 3126734 | 2 | 10/06/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler Scott Mehlhorn | 5046274 | 1 | 09/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 08/31/2000 | Customer Dispute | Settled | $10,615.00 | $0.00 | See FINRA Report |
| Rajendra C Joshi | 2799303 | 1 | 06/13/2000 | Customer Dispute | Settled | $8,807.02 | $0.00 | See FINRA Report |
| Aaron Lee Phelps | 3213600 | 2 | 04/25/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Barnard | 2060454 | 2 | 04/10/2000 | Customer Dispute | Settled | $10,212.50 | $0.00 | See FINRA Report |
| Jesus Manuel Garza | 1699995 | 1 | 04/02/2000 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Michael Defilippis | 1241288 | 2 | 03/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin G Soderholm | 5892347 | 1 | 03/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |