Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Leonard Wagner | 3262153 | 2 | 03/24/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Leonard Wagner | 3262153 | 2 | 03/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julie Susanne Marks | 2848959 | 1 | 02/05/2001 | Customer Dispute | Denied | $23,887.80 | $0.00 | See FINRA Report |
| Mia S Amos | 5169727 | 1 | 01/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey David Umeda | 4990953 | 1 | 01/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Paul Helsel | 2451012 | 2 | 01/03/2001 | Customer Dispute | Denied | $5,048.76 | $0.00 | See FINRA Report |
| Nancy Amanda Holinbaugh | 6824477 | 1 | 12/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danielle Rae Erickson | 5489014 | 1 | 12/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Marcus Meyer | 5587029 | 1 | 12/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Brown | 1620805 | 2 | 11/07/2000 | Customer Dispute | Settled | $8,500.00 | $0.00 | See FINRA Report |