Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Kallgren | 3126734 | 2 | 09/28/2001 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Nathan Cortes Nicholson | 5728055 | 1 | 08/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Marie White | 7308331 | 2 | 08/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John F Raile | 1588802 | 1 | 07/23/2001 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Matthew Gerard Merkle | 5535094 | 1 | 07/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald N Daigle | 2281818 | 3 | 06/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Donald N Daigle | 2281818 | 3 | 06/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Jay Runyan | 6326067 | 1 | 05/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Marie White | 7308331 | 2 | 05/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Harris | 2363258 | 1 | 04/27/2001 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |