Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle D O'Brien | 1320559 | 1 | 04/04/2002 | Customer Dispute | Settled | $48,473.00 | $0.00 | See FINRA Report |
| Jason John Palumbo | 2726276 | 1 | 04/02/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew David Gervais | 5399593 | 1 | 03/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Deshawn Heshima | 6030101 | 3 | 02/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Richard Fischer | 5049389 | 4 | 01/31/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daphne W Lawrence | 4123848 | 1 | 01/18/2002 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Stephen A Buonamano | 5327445 | 2 | 12/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen A Buonamano | 5327445 | 2 | 12/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Edward Colosimo | 4208734 | 1 | 11/15/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex C Ceron | 2179418 | 3 | 10/15/2001 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |