Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loren Albert Kertz | 2017592 | 1 | 02/14/2003 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See FINRA Report |
| Tyrone Cornell Gibson | 2085501 | 1 | 02/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Sharis Haynes | 6371795 | 5 | 01/30/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mickale Weshon Gilbert | 6248829 | 1 | 12/13/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Edward Wagner | 5328165 | 1 | 12/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 11/21/2002 | Customer Dispute | Settled | $26,300.00 | $0.00 | See FINRA Report |
| Matthew Wayne Orgass | 6078749 | 1 | 11/18/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corry Hunt | 6142728 | 1 | 11/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Cardenas | 6089868 | 1 | 10/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Sayah Taheri | 2375426 | 2 | 09/11/2002 | Customer Dispute | Denied | $16,800.00 | $0.00 | See FINRA Report |