Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Lee Pedersen | 2814317 | 1 | 11/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel L Weeks | 1449668 | 2 | 10/08/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Lindsay Sharon Thompson | 7050277 | 1 | 09/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele D Barner | 4208130 | 2 | 09/21/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles A Buchanan | 2699110 | 2 | 09/19/2003 | Customer Dispute | Denied | $71,556.00 | $0.00 | See FINRA Report |
| Chris John Reedy | 2508152 | 1 | 09/15/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Drost Scherdorf | 4415289 | 2 | 09/09/2003 | Customer Dispute | Settled | $8,513.00 | $0.00 | See FINRA Report |
| Stephen Craig Kucharski | 3063476 | 2 | 08/04/2003 | Customer Dispute | Denied | $7,028.53 | $0.00 | See FINRA Report |
| Matthew Sayah Taheri | 2375426 | 2 | 07/21/2003 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brandon James | 2207583 | 1 | 07/11/2003 | Customer Dispute | Denied | $74,677.50 | $0.00 | See FINRA Report |