Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Floyd Debok | 6304871 | 1 | 05/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ilian Li | 4557972 | 1 | 05/21/2004 | Customer Dispute | Denied | $10,425.90 | $0.00 | See FINRA Report |
Brian Christopher Cohrt | 5200114 | 1 | 05/18/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darin Eugene Bostic | 3021412 | 2 | 04/30/2004 | Customer Dispute | Denied | $16,654.30 | $0.00 | See FINRA Report |
Johnna Erin Malik | 2863285 | 4 | 04/14/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Philip Lancia | 1910541 | 1 | 04/14/2004 | Customer Dispute | Settled | $161,612.00 | $0.00 | See FINRA Report |
Samuel Keith Shreve | 6612728 | 1 | 04/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Milan Pazourek | 2436988 | 1 | 04/08/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Joseph Mark Estorga | 4632301 | 1 | 04/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Todd Stempfle | 6589532 | 1 | 03/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |