Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Ryan | 5173279 | 1 | 03/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emily Whorton Harwood | 3132381 | 1 | 03/11/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gun Esen | 4021221 | 2 | 02/22/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeremy James Hoover | 3049534 | 1 | 02/08/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Thomas Huss | 3008419 | 1 | 01/05/2010 | Customer Dispute | Settled | $59,881.00 | $0.00 | See FINRA Report |
| James L Luther | 2577919 | 2 | 12/16/2009 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Patrick J Walstad | 3116332 | 2 | 12/04/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Derek Christopher Fox | 2977350 | 1 | 12/03/2009 | Customer Dispute | Settled | $386,410.00 | $0.00 | See FINRA Report |
| Kil Ung Chang | 3029003 | 3 | 11/11/2009 | Customer Dispute | Settled | $92,631.60 | $0.00 | See FINRA Report |
| Elizabeth Reed Cooke | 1420490 | 4 | 10/27/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |