Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Jacobs | 4603585 | 1 | 05/06/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven W Lucas | 2957861 | 2 | 04/29/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Sanchez | 2690382 | 1 | 03/05/2011 | Customer Dispute | Settled | $58,787.90 | $0.00 | See FINRA Report |
| Stella S Hui | 2995724 | 2 | 02/01/2011 | Customer Dispute | Settled | $10,300.00 | $0.00 | See FINRA Report |
| Patrick William Bentivegna | 2477112 | 4 | 01/05/2011 | Customer Dispute | Settled | $273,037.00 | $0.00 | See FINRA Report |
| Kristina L Jeffries | 4181222 | 1 | 07/16/2010 | Customer Dispute | Settled | $11,369.00 | $0.00 | See FINRA Report |
| Michael Jay Magee | 2657136 | 2 | 05/20/2010 | Customer Dispute | Settled | $73,000.00 | $0.00 | See FINRA Report |
| Cheryl Ann Notter | 1781361 | 1 | 05/08/2010 | Customer Dispute | Settled | $36,476.60 | $0.00 | See FINRA Report |
| Danny Viet Pham | 3041999 | 1 | 04/16/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Bruce Goldman | 1467186 | 7 | 03/22/2010 | Customer Dispute | Settled | $61,325.00 | $0.00 | See FINRA Report |