Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julia Sarah Acer | 5739535 | 1 | 02/04/2016 | Customer Dispute | Settled | $6,225.00 | $0.00 | See FINRA Report |
| Michael Donald Kortfelt | 3193107 | 1 | 02/02/2016 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Bradley Koesel | 6216563 | 1 | 01/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Pulaski Gould | 5169191 | 1 | 10/30/2015 | Customer Dispute | Settled | $40,518.50 | $0.00 | See FINRA Report |
| Ronald Vincent Regan | 3259479 | 3 | 10/13/2015 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Vielee | 2469523 | 1 | 09/04/2015 | Customer Dispute | Settled | $21,900.00 | $0.00 | See FINRA Report |
| William Joseph Pruett | 6058853 | 1 | 05/07/2015 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Louis B Dissel | 4406392 | 2 | 04/17/2015 | Customer Dispute | Settled | $70,639.00 | $0.00 | See FINRA Report |
| Mark A White | 4539126 | 1 | 04/11/2015 | Customer Dispute | Settled | $19,400.00 | $0.00 | See FINRA Report |
| Louis B Dissel | 4406392 | 2 | 03/31/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |