Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Orion C Foster | 6846083 | 1 | 11/29/2018 | Customer Dispute | Settled | $27,525.10 | $0.00 | See FINRA Report |
| Case William Elder | 5943830 | 1 | 07/13/2018 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Armand Pierre Bryant | 5217137 | 2 | 06/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eron A Dahl | 3262477 | 1 | 02/20/2018 | Customer Dispute | Settled | $103,206.00 | $0.00 | See FINRA Report |
| Omelio Andres Saavedra | 5813447 | 1 | 10/19/2017 | Customer Dispute | Settled | $20,070.00 | $0.00 | See FINRA Report |
| Min Deng | 5207287 | 1 | 09/22/2017 | Customer Dispute | Settled | $25,230.00 | $0.00 | See FINRA Report |
| Ming Chen | 4859190 | 1 | 09/05/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mark Lee Elafros | 2337393 | 2 | 06/12/2017 | Customer Dispute | Settled | $41,984.00 | $0.00 | See FINRA Report |
| Thomas Matthew McAndrews | 4240549 | 2 | 03/15/2017 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Michael D Gross | 2604292 | 1 | 02/04/2016 | Customer Dispute | Settled | $11,154.60 | $0.00 | See FINRA Report |