Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Patrick Gugliemini | 1855750 | 1 | 04/20/1999 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Gregory Vincent Gangitano | 2719563 | 1 | 01/11/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Joseph Emerick | 2219792 | 4 | 01/06/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John J Lewe | 2324202 | 1 | 10/13/1998 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| David Todd Beasley | 2354471 | 1 | 10/07/1998 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Kevin Dewitt McFarland | 2689020 | 1 | 05/06/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph William Vita | 2306838 | 1 | 11/19/1997 | Customer Dispute | Settled | $25,754.00 | $0.00 | See FINRA Report |
| Donald Robert Hoyland | 1147192 | 1 | 06/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |