Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Edward Colosimo | 4208734 | 1 | 11/15/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Brown | 1620805 | 2 | 11/07/2000 | Customer Dispute | Settled | $8,500.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 08/31/2000 | Customer Dispute | Settled | $10,615.00 | $0.00 | See FINRA Report |
| Rajendra C Joshi | 2799303 | 1 | 06/13/2000 | Customer Dispute | Settled | $8,807.02 | $0.00 | See FINRA Report |
| Aaron Lee Phelps | 3213600 | 2 | 04/25/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Barnard | 2060454 | 2 | 04/10/2000 | Customer Dispute | Settled | $10,212.50 | $0.00 | See FINRA Report |
| Don Weston Goetcheus | 2337306 | 1 | 03/02/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 03/01/2000 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 03/01/2000 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
| David Leon Shelly | 2355957 | 2 | 08/10/1999 | Customer Dispute | Settled | $9,800.00 | $0.00 | See FINRA Report |