Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giselle C Colavita | 4469879 | 1 | 02/13/2007 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Walter Hans Melcher | 2408932 | 1 | 01/25/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alex C Ceron | 2179418 | 3 | 09/01/2005 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| John Philip Lancia | 1910541 | 1 | 04/14/2004 | Customer Dispute | Settled | $161,612.00 | $0.00 | See FINRA Report |
| Kathy Ann Borkovec | 1867575 | 2 | 03/01/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chris John Reedy | 2508152 | 1 | 09/15/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Drost Scherdorf | 4415289 | 2 | 09/09/2003 | Customer Dispute | Settled | $8,513.00 | $0.00 | See FINRA Report |
| Michael Lawrence Forte | 2902453 | 4 | 11/21/2002 | Customer Dispute | Settled | $26,300.00 | $0.00 | See FINRA Report |
| Richard Lee Malmberg | 2798629 | 1 | 06/20/2002 | Customer Dispute | Settled | $23,549.10 | $0.00 | See FINRA Report |
| Michelle D O'Brien | 1320559 | 1 | 04/04/2002 | Customer Dispute | Settled | $48,473.00 | $0.00 | See FINRA Report |