Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Keppler | 4145547 | 1 | 02/19/2008 | Customer Dispute | Settled | $10,800.00 | $0.00 | See FINRA Report |
| Alonzo B Anthony | 4237377 | 1 | 02/19/2008 | Customer Dispute | Settled | $28,843.00 | $0.00 | See FINRA Report |
| Kristin Gail Noble | 4237680 | 1 | 02/04/2008 | Customer Dispute | Settled | $10,700.00 | $0.00 | See FINRA Report |
| Richard Dunn | 2003226 | 5 | 01/28/2008 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert Philip Volk | 2930624 | 1 | 01/17/2008 | Customer Dispute | Settled | $19,294.30 | $0.00 | See FINRA Report |
| Dennis Edgardo Mojares | 2026827 | 1 | 01/14/2008 | Customer Dispute | Settled | $15,349.00 | $0.00 | See FINRA Report |
| Andrew Cap | 3006117 | 1 | 08/23/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Frazier Childress | 2133307 | 1 | 08/13/2007 | Customer Dispute | Settled | $7,580.00 | $0.00 | See FINRA Report |
| Tamara Y Blue | 3068917 | 2 | 06/11/2007 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Michael David Continelli | 1927749 | 2 | 05/31/2007 | Customer Dispute | Settled | $19,815.80 | $0.00 | See FINRA Report |