Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Edwin Zepeda | 4650937 | 1 | 03/16/2022 | Customer Dispute | Settled | $11,039.70 | $0.00 | See FINRA Report |
| Michael Curtis Fordham | 5489430 | 1 | 02/26/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Drake S Beck | 6068254 | 1 | 02/15/2022 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Jonathan Michael Kimbrough | 6897783 | 1 | 01/31/2022 | Customer Dispute | Settled | $17,283.00 | $0.00 | See FINRA Report |
| Joshua J Stier | 6694290 | 1 | 11/17/2021 | Customer Dispute | Settled | $48,008.00 | $0.00 | See FINRA Report |
| Mark Lee Elafros | 2337393 | 2 | 05/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Barrett Bukowsky | 4594525 | 2 | 12/22/2020 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Brady Jay Clar | 4038561 | 1 | 11/17/2020 | Customer Dispute | Settled | $14,774.00 | $0.00 | See FINRA Report |
| William Charles Matthews | 4517372 | 2 | 10/14/2020 | Customer Dispute | Settled | $22,751.00 | $0.00 | See FINRA Report |
| Hardee David Jerrels | 4128571 | 1 | 08/28/2020 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |