Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| R Scott Durcanin | 1946812 | 1 | 04/01/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christopher Robert Ferguson | 1696595 | 2 | 03/31/2008 | Customer Dispute | Settled | $38,404.80 | $0.00 | See FINRA Report |
| Karlee Diane Johnson | 2951629 | 1 | 03/31/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John Leslie Singletary | 2640933 | 1 | 03/28/2008 | Customer Dispute | Settled | $9,919.54 | $0.00 | See FINRA Report |
| Patrick William Bentivegna | 2477112 | 4 | 03/26/2008 | Customer Dispute | Settled | $10,357.00 | $0.00 | See FINRA Report |
| Gregory S Rine | 2493849 | 2 | 03/24/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Alan Wagenknecht | 4172033 | 2 | 03/21/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas L Shannon | 4008140 | 1 | 03/20/2008 | Customer Dispute | Settled | $22,805.50 | $0.00 | See FINRA Report |
| Steven Thomas Zeek | 2267703 | 2 | 03/13/2008 | Customer Dispute | Settled | $43,946.60 | $0.00 | See FINRA Report |
| Ghazwan Zahid Ramlawi | 2296055 | 1 | 03/04/2008 | Customer Dispute | Settled | $25,794.00 | $0.00 | See FINRA Report |