Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason R Young | 3084079 | 2 | 04/10/2008 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Ryan J Broyles | 2765837 | 1 | 04/10/2008 | Customer Dispute | Settled | $22,320.00 | $0.00 | See FINRA Report |
| Gerald Matthew Cloney | 2317052 | 5 | 04/10/2008 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Steven A Krane | 4197841 | 1 | 04/09/2008 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Jennifer Anne Robinson | 2375017 | 2 | 04/09/2008 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Charles A Buchanan | 2699110 | 2 | 04/08/2008 | Customer Dispute | Settled | $27,800.00 | $0.00 | See FINRA Report |
| Brian Adam Rogers | 3155484 | 1 | 04/07/2008 | Customer Dispute | Settled | $24,294.00 | $0.00 | See FINRA Report |
| Bryan James Crawford | 2018282 | 2 | 04/03/2008 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Richard Brent Fitzgerald | 2437244 | 4 | 04/02/2008 | Customer Dispute | Settled | $17,100.00 | $0.00 | See FINRA Report |
| Aaron Lee Phelps | 3213600 | 2 | 04/02/2008 | Customer Dispute | Settled | $23,453.00 | $0.00 | See FINRA Report |