Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Dean Semlick | 5019143 | 1 | 05/16/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Westra | 2962377 | 3 | 05/15/2008 | Customer Dispute | Settled | $8,900.00 | $0.00 | See FINRA Report |
| Ted A Breil | 4200232 | 1 | 05/12/2008 | Customer Dispute | Settled | $41,206.00 | $0.00 | See FINRA Report |
| Fred Joseph Larocca | 1410544 | 1 | 05/08/2008 | Customer Dispute | Settled | $90,438.80 | $0.00 | See FINRA Report |
| David M Carolan | 2559230 | 2 | 05/08/2008 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| David L Russakov | 3000980 | 3 | 05/07/2008 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Christiaan Robbin Cuevas-Andrews | 2969617 | 3 | 05/05/2008 | Customer Dispute | Settled | $83,596.00 | $0.00 | See FINRA Report |
| Helen F Rouzanov | 3193412 | 1 | 04/30/2008 | Customer Dispute | Settled | $13,020.00 | $0.00 | See FINRA Report |
| Stephen J Saulnier | 3226851 | 1 | 04/30/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Thomas Robert Burton | 1736241 | 1 | 04/30/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |