Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher H Henson | 4044077 | 1 | 07/25/2008 | Customer Dispute | Settled | $13,526.30 | $0.00 | See FINRA Report |
| Andrew J Visci | 3247223 | 2 | 07/24/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Natalie V Kotroba | 2719947 | 2 | 07/24/2008 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Christopher Shawn Elmore | 4718239 | 2 | 07/22/2008 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Felix W Cheng | 2115029 | 3 | 07/16/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Travis Jason Roy | 3000869 | 1 | 07/15/2008 | Customer Dispute | Settled | $6,749.73 | $0.00 | See FINRA Report |
| David R Ortman | 4006494 | 2 | 06/27/2008 | Customer Dispute | Settled | $31,677.00 | $0.00 | See FINRA Report |
| Robert Edward Lewandowski | 2034871 | 2 | 06/27/2008 | Customer Dispute | Settled | $31,677.00 | $0.00 | See FINRA Report |
| Benjamin Robert Gongora | 4098484 | 1 | 06/23/2008 | Customer Dispute | Settled | $14,629.00 | $0.00 | See FINRA Report |
| Sandra Lynn Taylor | 2855361 | 1 | 06/18/2008 | Customer Dispute | Settled | $17,389.10 | $0.00 | See FINRA Report |