Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Kwame Osei | 5041023 | 1 | 11/14/2008 | Customer Dispute | Settled | $65,475.10 | $0.00 | See FINRA Report |
| Mark Allan Fowler | 5436558 | 1 | 11/04/2008 | Customer Dispute | Settled | $8,730.58 | $0.00 | See FINRA Report |
| Gary Paul Jamieson Cornford | 1996344 | 1 | 10/30/2008 | Customer Dispute | Settled | $85,397.00 | $0.00 | See FINRA Report |
| Christian B Larsen | 3135830 | 2 | 10/15/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Mark Bradford Hersman | 1843075 | 3 | 10/15/2008 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Tory A O'Keefe | 3024531 | 1 | 10/15/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Keliimakanoe Warren Rain | 4606882 | 1 | 10/13/2008 | Customer Dispute | Settled | $220,810.00 | $0.00 | See FINRA Report |
| Paul Edward Oliver | 1190335 | 1 | 09/25/2008 | Customer Dispute | Settled | $164,291.00 | $0.00 | See FINRA Report |
| Craig J Miller | 3228100 | 1 | 09/23/2008 | Customer Dispute | Settled | $18,318.00 | $0.00 | See FINRA Report |
| David Kenneth Johnson | 2366786 | 1 | 09/19/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |