Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Brian Snyder | 2369893 | 2 | 12/20/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Newton Sloan | 1805258 | 1 | 06/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira A Nitzkin | 1136040 | 3 | 01/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Liz Ann Sonders | 2048799 | 1 | 02/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Naughton | 1346370 | 1 | 02/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |