Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Huy M Huynh | 7173548 | 4 | 08/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edsall Dean Hilty | 5476226 | 1 | 07/17/2023 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 02/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cinthia Marquez | 6041946 | 1 | 01/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jean Guillory | 1312493 | 1 | 12/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Trey Strickland | 7478008 | 3 | 09/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frederik Pioro | 4880638 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Denise Lynn Pioro | 5401410 | 1 | 07/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bethany Marie Huff | 2816108 | 1 | 05/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Jordan Furo | 5432501 | 2 | 11/30/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |