Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler L Estrada | 6559273 | 3 | 04/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Bailey | 1490570 | 1 | 02/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 02/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aimee Michelle Carlisle | 7241520 | 6 | 01/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 01/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Trey Strickland | 7478008 | 3 | 01/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aimee Michelle Carlisle | 7241520 | 6 | 12/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel R Smith-Castillo | 6318744 | 1 | 11/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Lee Asche | 4177540 | 1 | 10/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deo Rampersaud | 7809680 | 5 | 09/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |