Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Isaac Mims | 6381211 | 3 | 03/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Richard Fischer | 5049389 | 4 | 09/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahab A Khan | 2314280 | 3 | 08/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lawrence Castillo | 6581435 | 1 | 07/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shahab A Khan | 2314280 | 3 | 05/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Silas Gillespie | 3126067 | 6 | 03/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James Kirk | 6416634 | 1 | 01/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Jevon Zucco | 2288191 | 1 | 09/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Torrence Perkins | 5690868 | 1 | 09/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Charles Ignatowski | 4070368 | 1 | 07/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |