Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Allen Miller | 4897190 | 1 | 01/24/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Floyd Joseph Wisdom | 2140914 | 3 | 10/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Silas Gillespie | 3126067 | 6 | 05/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek L Walls | 3262664 | 1 | 02/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Travis Ruff | 5085711 | 1 | 01/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohamed Zaheer Cassim | 6319537 | 1 | 10/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brianna Bunton | 7160958 | 2 | 06/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Sharis Haynes | 6371795 | 5 | 05/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnna Erin Malik | 2863285 | 4 | 04/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cassandra Joan McPherson | 6598556 | 3 | 01/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |