Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Matthew Cutting | 6973271 | 2 | 11/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Scott Beebe | 1131160 | 1 | 08/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnna Erin Malik | 2863285 | 4 | 06/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc William Deming | 7450060 | 1 | 05/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Roland | 5971396 | 5 | 03/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janeht Ale Rodriguez | 7734149 | 1 | 01/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ladusta Robinette | 6942055 | 1 | 09/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Floyd Joseph Wisdom | 2140914 | 3 | 05/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nathan Daniel Moore | 5323877 | 1 | 05/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Galvan | 7282827 | 1 | 03/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |