Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Leah Kress | 6856829 | 2 | 08/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nneka Uzoamka Okonkwo | 7609846 | 1 | 07/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Diane Kauffman | 5519728 | 1 | 06/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anissa Franks | 6893188 | 1 | 06/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lutricia Andrea Kyle | 4576918 | 2 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kate Elizabeth Amdall | 4501617 | 1 | 05/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hannah Elyse Cross | 6769002 | 1 | 05/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ziomara Liset Reyes | 7645154 | 1 | 05/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Spencer Raymond Hunzeker | 6534702 | 1 | 03/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brittany Lashay Merritt | 7316022 | 2 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |