Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Leah Kress | 6856829 | 2 | 02/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cassandra Joan McPherson | 6598556 | 3 | 01/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Paul Kuncl | 6006590 | 1 | 01/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Lynn Baker | 5944680 | 3 | 12/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Ruyak | 7547443 | 2 | 12/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dquan Applewhite | 7331479 | 1 | 11/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allison Rose Yount | 6857001 | 1 | 11/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James C Stebner | 2068897 | 6 | 10/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shambrielle Shaquis Speights | 7022511 | 1 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vanessa N Kunimitsu | 5207524 | 1 | 08/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |