Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Sharis Haynes | 6371795 | 5 | 01/30/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Wayne Orgass | 6078749 | 1 | 11/18/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason John Palumbo | 2726276 | 1 | 04/02/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Richard Fischer | 5049389 | 4 | 01/31/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcelino A Paez | 3169952 | 1 | 08/06/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glen George Schneiderman | 4728854 | 1 | 04/09/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |