Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Errin Keith Greene | 6111144 | 1 | 05/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Douglas Thompson | 6767227 | 1 | 03/23/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Todd Smith | 2502953 | 3 | 02/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dale Whylie | 5194142 | 4 | 11/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Missy Yvonne Patino | 6528307 | 1 | 07/07/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dale Whylie | 5194142 | 4 | 06/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dale Whylie | 5194142 | 4 | 06/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Richard Fischer | 5049389 | 4 | 02/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnna Erin Malik | 2863285 | 4 | 04/14/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnna Erin Malik | 2863285 | 4 | 02/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |