Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Silas Gillespie | 3126067 | 6 | 03/11/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tamara Irene Freer | 6848245 | 1 | 12/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Taanya Turk | 7829517 | 1 | 09/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Patrick Lewis | 5494284 | 1 | 06/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristen Deneen Johnson-Eklund | 7208083 | 2 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristen Deneen Johnson-Eklund | 7208083 | 2 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Sharis Haynes | 6371795 | 5 | 09/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Alan Pinholster | 5739134 | 1 | 05/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Sharis Haynes | 6371795 | 5 | 09/06/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Riasha Dene Hylton | 6872762 | 1 | 07/18/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |